Finance Commission

Results: 33689



#Item
391Economy / Finance / Money / 76th United States Congress / 73rd United States Congress / U.S. Securities and Exchange Commission / Investment Advisers Act / Financial adviser / Qualified institutional buyer / Securities Exchange Act / Broker-dealer / Securities Act

ORIGINAL HOUSE BILL NO. HB0031 ENROLLED ACT NO. 6, HOUSE OF REPRESENTATIVES SIXTY-THIRD LEGISLATURE OF THE STATE OF WYOMING 2016 BUDGET SESSION

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Source URL: soswy.state.wy.us

Language: English - Date: 2016-03-18 08:59:18
392Economy / Financial services / Finance / Systemic risk / Banking / Basel II / Capital requirement / Minimum capital requirement / Risk management / Systemically important financial institution / Cyprus Securities and Exchange Commission / Tier 1 capital

FXGLOBE LIMITED PILLAR III DISCLOSURES BASEL III YEAR ENDED 31 DECEMBER 2014

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Source URL: s3.amazonaws.com

Language: English - Date: 2015-08-02 12:03:21
393Stock market / Economy / Finance / Corruption / Conflict of interest / Insider trading / Security / U.S. Securities and Exchange Commission / Securities Act

SECURITIES TRADING POLICY Last reviewed 24 August

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Source URL: www.primemedia.com.au

Language: English - Date: 2015-05-27 00:03:12
394Financial regulation / Economy / International finance institutions / International Organization of Securities Commissions / Securities commission / Government / Securities Commission of New Zealand / Comisin Nacional del Mercado de Valores / Trinidad and Tobago Securities and Exchange Commission

IOSCO plays a key role in responding to global securities markets’ challenges

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Source URL: www.iosco.org

Language: English - Date: 2016-02-22 03:57:07
395Economy / Finance / Money / Self-regulatory organizations / United States securities law / Investment / Securities Investor Protection Corporation / Corporate crime / Securities Investor Protection Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities fraud

What SIPC Protects... Avoid Investment Fraud and What it Does Not Protect When a brokerage firm is closed and customer

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Source URL: www.sipc.com

Language: English - Date: 2015-07-30 15:12:34
396Economy / Personal finance / Professional certification in finance / Finance / Money / Certified Financial Planner / Financial planner / Professional certification / Financial plan / Chartered / Financial management advisor / Financial Planners in Malaysia

About the College The College for Financial Planning is a regionally-accredited institution of higher education accredited by the Higher Learning Commission, a member of the North Central Association. The College is a wh

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Source URL: www.cffpalum.org

Language: English
397Professional certification in finance / Economy / Personal finance / Finance / Money / Certified Financial Planner / Professional certification / Financial planner / Chartered

About the College The College for Financial Planning is a regionally-accredited institution of higher education accredited by the Higher Learning Commission, a member of the North Central Association. The College is a wh

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Source URL: cffpalum.org

Language: English
398Finance in India / Fiscal policy / Finance Commission / Deficit spending / Government budget balance / Public finance / Government of India / Ministry of Finance / United Kingdom National Accounts - The Blue Book / The Twelfth Finance Commission of India

GOVERNMENT OF INDIA INDIAN PUBLIC FINANCE STATISTICSMINISTRY OF FINANCE

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Source URL: finmin.nic.in

Language: English - Date: 2015-09-08 06:07:58
399Economy / Finance / Money / Funds / Financial services / Financial markets / Retirement plans in the United States / Individual Retirement Accounts / Stable value fund / Pension / Employee Retirement Income Security Act / 401

  SECURITIES AND EXCHANGE COMMISSION   WASHINGTON, D.C. 20549    

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Source URL: www.mediageneral.com

Language: English - Date: 2015-06-26 16:16:59
400Economy / Finance / Money / Professional certification in finance / Personal finance / Certified Financial Planner / Professional certification / Financial planner / Chartered / Wealth management

About the College The College for Financial Planning is a regionally-accredited institution of higher education accredited by the Higher Learning Commission, a member of the North Central Association. The College is a wh

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Source URL: cffpalum.org

Language: English
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